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SGX Rulebooks Updates

Displaying 736 - 740 of 3039

3.1

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 4.15.2(a) and (b) Opening of Customer Accounts: Obtaining Adequate Particulars, Verification of Identity, and Verification of Authority to Trade >> 3. Corporate/Non-individual customer account

3.3

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 5.12.9 Processes for Review of Orders and Trades >> 3 Parameters to assist in detecting suspicious trading behaviour

2.5

(3 June 2019)

SGX-ST Rules >> Practice Notes >> Practice Note 5.7 Precedence of Customer Orders >> 2. Application of Rule 5.7.1

4.39.3

(3 June 2019)

SGX-ST Rules >> Chapter 4 Operational Requirements >> 4.39 Research and Corporate Finance Activities